Yu, Anthony Sai Yin 余世賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-06 | 2011-10-08 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-06 | 2011-10-08 |
| 3 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-06 | 2013-08-17 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2003-12-09 | Rep | Dealing in securities | 2005-04-12 | 2005-11-14 |
| 5 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2007-08-11 |
| 6 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in futures contracts | 2003-12-09 |
| 7 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2007-08-22 | 2010-04-09 | Rep | Advising on securities | 2007-10-27 | 2010-04-09 |
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