Tang, Wing Yee (SFC:AGL457) 鄧穎兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aberdeen International Investment Management Limited | Rep | Dealing in securities | 2007-05-17 | 2009-04-30 | Rep | Advising on securities | 2007-06-13 | 2009-04-30 |
| 2 | abrdn Hong Kong Limited | Rep | Advising on securities | 2022-03-29 | 2022-09-19 | Rep | Dealing in securities | 2022-03-29 | 2022-09-19 | RO | Advising on securities | 2022-09-19 | RO | Dealing in securities | 2022-09-19 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-23 | 2013-05-10 | Rep | Dealing in securities | 2009-04-23 | 2013-05-10 | RO | Advising on securities | 2013-05-10 | 2013-08-31 | RO | Dealing in securities | 2013-05-10 | 2013-08-31 |
| 4 | FIL Investment Advisors | Rep | Asset management | 2004-09-07 | 2005-01-25 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2004-09-07 | 2005-01-25 |
| 6 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2013-12-03 | 2017-11-30 | Rep | Dealing in securities | 2013-12-03 | 2017-11-30 | RO | Advising on securities | 2017-11-30 | 2022-01-25 | RO | Dealing in securities | 2017-11-30 | 2022-01-25 |
| 7 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2004-08-24 | Rep | Asset management | 2004-08-24 |
| 8 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2005-10-21 | 2007-05-07 |
| 9 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2005-10-21 | 2007-05-07 | Rep | Dealing in securities | 2005-10-21 | 2007-05-07 |
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