Wai, Bob Chi Ho 衛致豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alipes Asset Management Limited | Rep | Advising on securities | 2018-01-12 | 2018-11-30 | Rep | Asset management | 2018-01-12 | 2018-11-30 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-03-12 | 2011-03-10 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-12 | 2011-03-10 | Rep | Dealing in securities | 2010-03-12 | 2011-03-10 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-07-08 | 2013-11-01 | Rep | Advising on securities | 2011-07-08 | 2015-09-26 | Rep | Dealing in futures contracts | 2011-07-08 | 2015-09-26 | Rep | Dealing in securities | 2011-07-08 | 2015-09-26 |
5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-08 | 2015-09-26 |
6 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-12-18 | 2019-07-17 |
7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-18 | 2020-04-09 |
8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-12-18 | 2020-04-09 | Rep | Dealing in securities | 2018-12-18 | 2020-04-09 |
9 | Ingensoma Trading Group Limited | Rep | Dealing in futures contracts | 2009-10-09 | 2010-02-17 | Rep | Dealing in securities | 2009-10-09 | 2010-02-17 |
10 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2008-09-23 | 2009-02-23 |
11 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2009-02-23 |
12 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-09-05 | 2009-02-23 |
13 | TRINITY SECURITIES CO. LIMITED | Rep | Advising on securities | 2018-01-12 | 2018-11-30 | Rep | Dealing in securities | 2018-01-12 | 2018-11-30 |
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