Zhao, Yuekai 趙悅凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-07-02 | 2013-01-01 | Rep | Advising on securities | 2010-07-02 | 2013-01-01 | Rep | Dealing in securities | 2010-07-02 | 2013-01-01 |
2 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-03-19 | 2013-07-11 | Rep | Asset management | 2013-03-19 | 2013-07-11 |
3 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2013-10-29 | 2014-02-10 | Rep | Dealing in securities | 2013-10-29 | 2014-02-10 |
4 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2014-03-20 | 2015-04-14 | Rep | Dealing in securities | 2014-03-20 | 2015-04-14 |
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