Lau, Kwok Man 劉國文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2004-03-29 | Rep | Asset management | 2004-03-29 | Rep | Dealing in futures contracts | 2017-03-16 |
2 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2017-03-23 | 2021-01-01 |
3 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2021-07-05 | 2022-06-30 |
4 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-07-01 |
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