Wong, Tak Shing (SFC:BJD728) 黄德成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-06-12 | |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2023-06-12 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-12-23 | 2021-04-23 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-11-04 | 2021-04-23 |
5 | KOALA CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2017-12-20 | 2019-09-30 |
6 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-13 | 2019-09-30 |
7 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-05-20 | 2022-03-08 |
8 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2021-05-20 | 2022-03-08 |
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