Jenn, Marc Steven
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2017-12-05 | Rep | Dealing in futures contracts | 2017-11-29 | RO | Dealing in securities | 2017-12-05 |
2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2008-11-27 | 2013-11-13 |
3 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-03-28 | 2006-04-27 | Rep | Dealing in securities | 2006-07-12 | 2006-08-11 | Rep | Dealing in securities | 2006-10-10 | 2006-11-09 | Rep | Dealing in securities | 2007-07-23 | 2007-08-23 | Rep | Dealing in securities | 2007-10-11 | 2007-12-11 | Rep | Dealing in securities | 2008-01-10 | 2010-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy