Zee, Timothy Yuen Cheng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2006-09-12 | 2007-07-03 | Rep | Dealing in securities | 2006-09-12 | 2007-07-03 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2008-08-07 | 2011-11-10 | Rep | Dealing in securities | 2008-08-07 | 2011-11-10 |
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