Lee, Chak Ming 李澤銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-12 | 2005-10-09 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-12 | 2005-10-09 |
3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-29 | 2019-04-04 | Rep | Dealing in securities | 2007-05-29 | 2019-04-04 |
4 | Grand Capital Securities Limited | Rep | Dealing in securities | 2021-07-09 | 2024-04-24 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-09-22 | 2004-02-26 | Rep | Dealing in securities | 2005-10-17 | 2007-05-20 | Rep | Dealing in securities | 2019-09-18 | 2021-03-31 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-02 | 2004-02-26 | Rep | Dealing in futures contracts | 2005-10-17 | 2007-05-20 | Rep | Dealing in futures contracts | 2019-09-18 | 2021-03-31 |
7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-22 | 2004-02-26 | Rep | Dealing in securities | 2005-10-17 | 2007-05-20 |
8 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-09-15 | Rep | Advising on securities | 2003-09-15 | Rep | Asset management | 2003-09-15 | Rep | Dealing in securities | 2003-09-15 |
9 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-05-14 |
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