Lee, Gregory Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in securities | 2014-08-15 | 2016-07-13 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-06-03 | 2012-02-13 | Rep | Automated trading services | 2010-06-24 | 2012-02-13 | RO | Advising on securities | 2012-02-13 | 2014-05-16 | RO | Automated trading services | 2012-02-13 | 2014-05-16 | RO | Dealing in securities | 2012-02-13 | 2014-05-16 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-28 | 2009-04-24 | Rep | Dealing in securities | 2007-06-28 | 2009-04-24 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-06-28 | 2009-04-24 |
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