Tam, Yee Hang 譚綺蘅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2010-02-23 | 2010-09-03 | Rep | Asset management | 2010-02-23 | 2010-09-03 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2010-12-29 | 2013-10-08 | Rep | Dealing in securities | 2010-12-29 | 2013-10-08 |
3 | Morningstar Investment Management Asia Limited | Rep | Advising on securities | 2014-11-17 |
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