Lau, Brian Yue Wah 劉愉樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Enhanced Investment Management Limited | Rep | Advising on securities | 2017-06-16 | 2019-11-28 | RO | Advising on securities | 2019-11-28 | 2022-09-30 | RO | Asset management | 2019-11-28 | 2022-09-30 |
| 2 | Enhanced Securities Limited | RO | Dealing in securities | 2011-08-02 | 2014-06-18 | Rep | Dealing in securities | 2014-06-18 | 2017-01-10 | RO | Dealing in securities | 2017-01-10 | 2023-09-01 | RO | Dealing in futures contracts | 2018-06-22 | 2022-07-27 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in futures contracts | 2011-08-01 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2011-08-01 |
| 5 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-10-24 | 2024-11-20 | Rep | Advising on securities | 2023-11-27 | 2024-11-20 | Rep | Dealing in futures contracts | 2023-11-27 | 2024-11-20 | Rep | Asset management | 2024-06-17 | 2024-11-20 | RO | Advising on securities | 2024-11-20 | RO | Asset management | 2024-11-20 | RO | Dealing in futures contracts | 2024-11-20 | RO | Dealing in securities | 2024-11-20 |
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