Ng, Chau Po 吳秋寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Friedmann Pacific Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-06-16 | 2012-02-17 | Rep | Asset management | 2011-06-16 | 2012-02-17 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2008-01-24 | 2009-07-22 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2008-01-24 | 2009-07-22 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-08-03 | 2007-09-12 |
| 5 | Morningstar Investment Management Asia Limited | Rep | Advising on securities | 2020-06-17 | 2023-10-06 |
| 6 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-01-25 | 2011-06-01 | Rep | Asset management | 2010-01-25 | 2011-06-01 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-23 | 2011-06-01 |
| 8 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2011-06-16 | 2012-02-17 |
| 9 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-09-12 | 2013-06-06 | Rep | Asset management | 2012-09-12 | 2013-06-06 | Rep | Dealing in securities | 2012-09-12 | 2013-06-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy