Chong, Yu Keung 莊儒強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FT Securities Limited | Rep | Advising on futures contracts | 2006-07-05 | 2011-01-06 | Rep | Advising on securities | 2006-07-05 | 2011-01-06 | Rep | Dealing in futures contracts | 2006-07-05 | 2011-01-06 | Rep | Dealing in securities | 2006-07-05 | 2011-01-06 | RO | Advising on futures contracts | 2011-03-28 | 2012-06-27 | RO | Advising on securities | 2011-03-28 | 2012-06-27 | RO | Dealing in futures contracts | 2011-03-28 | 2012-06-27 | RO | Dealing in securities | 2011-03-28 | 2012-06-27 |
2 | Lapland Securities Limited | RO | Advising on securities | 2017-04-25 | RO | Asset management | 2017-04-25 | RO | Dealing in securities | 2017-04-25 |
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