Kwan, Anna Wai Yee 關慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GAM HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-05-13 | Rep | Advising on securities | 2004-05-13 | Rep | Asset management | 2008-08-09 | Rep | Dealing in securities | 2008-08-09 | Rep | Dealing in securities | 2011-05-11 | 2014-04-04 |
2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-13 | 2011-05-10 | Rep | Asset management | 2010-08-13 | 2011-05-10 | Rep | Dealing in securities | 2010-08-13 | 2011-05-10 |
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