Lau, Chun Fai 劉振輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-04-24 | 2010-08-20 |
2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-05-09 | 2016-06-07 | Rep | Asset management | 2016-05-09 | 2016-06-07 | RO | Advising on securities | 2016-06-07 | 2017-01-15 | RO | Asset management | 2016-06-07 | 2017-01-15 |
3 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-09-13 | 2015-04-15 | Rep | Asset management | 2010-09-13 | 2015-04-15 |
4 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2017-01-19 | RO | Asset management | 2017-01-19 |
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