Rowold, Niklas Roman (SFC:AWP694)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CVC Asia Pacific Limited | Rep | Advising on securities | 2016-03-22 | 2018-04-04 | Rep | Dealing in securities | 2016-03-22 | 2018-04-04 | RO | Advising on securities | 2018-04-04 | RO | Dealing in securities | 2018-04-04 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-01-13 | 2012-10-13 |
3 | Providence Equity Asia Limited | Rep | Advising on securities | 2012-12-10 | 2013-07-02 | Rep | Dealing in securities | 2012-12-10 | 2013-07-02 | RO | Advising on securities | 2013-07-02 | 2016-02-05 | RO | Dealing in securities | 2013-07-02 | 2016-02-05 |
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