Woo, Michael T 吳忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2007-05-14 | 2013-03-23 | Rep | Dealing in securities | 2007-05-14 | 2013-03-23 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2013-07-02 | 2021-06-14 | Rep | Advising on securities | 2013-07-02 | 2021-06-14 | Rep | Dealing in securities | 2013-07-02 | 2021-06-14 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2013-07-02 | 2021-06-14 | Rep | Advising on securities | 2013-07-02 | 2021-06-14 | Rep | Dealing in securities | 2013-07-02 | 2021-06-14 |
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