Young, Angel Lai Yan 楊麗茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-01-06 | 2015-06-18 | Rep | Asset management | 2011-06-09 | 2015-06-18 |
2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-01-06 | 2015-06-18 |
3 | Harmony Advisors Limited | Rep | Asset management | 2015-11-04 | 2016-02-16 | Rep | Dealing in securities | 2015-11-04 | 2016-02-16 | RO | Asset management | 2016-02-16 | RO | Dealing in securities | 2016-02-16 | RO | Advising on securities | 2018-01-09 | RO | Dealing in futures contracts | 2018-01-09 |
4 | Harmony Capital International Limited | RO | Advising on corporate finance | 2022-06-07 |
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