Cai, Xiaoye 蔡曉曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-06-20 | Rep | Asset management | 2017-06-20 |
| 2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2011-08-03 | 2012-07-30 | Rep | Advising on securities | 2011-08-03 | 2013-10-06 | Rep | Dealing in securities | 2012-07-25 | 2013-10-06 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-11 | 2015-07-04 | Rep | Dealing in securities | 2013-10-11 | 2015-07-04 |
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