Lee, Yat Chun (SFC:API186) 李逸俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-05-30 | 2015-02-10 | Rep | Asset management | 2014-05-30 | 2015-02-10 | RO | Advising on securities | 2015-02-10 | 2021-01-08 | RO | Asset management | 2015-02-10 | 2021-01-08 |
| 2 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2007-08-01 | 2008-02-11 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-01-29 | 2021-06-24 | Rep | Asset management | 2021-01-29 | 2021-06-24 | Rep | Dealing in securities | 2021-02-19 | 2021-06-24 | RO | Advising on securities | 2021-06-24 | RO | Asset management | 2021-06-24 | RO | Dealing in securities | 2021-06-24 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2012-04-10 | 2014-05-16 |
| 5 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-11-16 | 2013-03-22 | Rep | Advising on securities | 2012-11-16 | 2014-05-16 | Rep | Dealing in securities | 2012-11-16 | 2014-05-16 | RO | Asset management | 2013-03-22 | 2014-05-16 |
| 6 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2010-07-28 | 2010-10-31 | Rep | Asset management | 2010-07-28 | 2010-10-31 |
| 7 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-11-24 | 2012-03-13 | Rep | Asset management | 2010-11-24 | 2012-03-13 | Rep | Advising on futures contracts | 2011-04-07 | 2012-03-13 |
| 8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-05-03 | 2010-07-10 | Rep | Advising on securities | 2009-04-14 | 2010-07-10 | Rep | Advising on securities | 2010-11-24 | 2012-03-13 | Rep | Asset management | 2010-11-24 | 2012-03-13 | Rep | Advising on futures contracts | 2011-04-07 | 2012-03-13 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2010-07-10 |
| 10 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-05-03 | 2010-07-10 | Rep | Advising on securities | 2009-04-14 | 2010-07-10 | Rep | Advising on securities | 2010-11-24 | 2012-03-13 | Rep | Asset management | 2010-11-24 | 2012-03-13 | Rep | Dealing in securities | 2011-04-07 | 2012-03-13 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-10 | 2010-07-10 |
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