Wong, Simon Sun Ming 王新鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | iBest Consultants Limited | Rep | Advising on securities | 2010-03-03 | 2014-08-23 | Rep | Dealing in securities | 2010-03-03 | 2014-08-23 |
2 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2006-01-11 | 2009-03-20 |
3 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-01-18 | Rep | Asset management | 2018-01-18 | Rep | Dealing in securities | 2018-01-18 |
4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-01-26 | 2017-12-01 | Rep | Asset management | 2016-01-26 | 2017-12-01 | Rep | Dealing in securities | 2016-01-26 | 2017-12-01 |
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