Fan, Kin Ngai 范皓程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-07-16 | 2023-06-05 | Rep | Dealing in futures contracts | 2021-07-16 | 2023-06-05 | Rep | Dealing in securities | 2021-07-16 | 2023-06-05 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2023-07-03 | Rep | Dealing in securities | 2023-07-03 |
3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-07-03 | |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-11 | 2021-04-01 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-12-10 | 2021-04-01 | Rep | Leveraged foreign exchange trading | 2010-02-11 | 2019-10-16 | Rep | Advising on securities | 2014-10-20 | 2021-04-01 |
6 | iBest Consultants Limited | Rep | Advising on securities | 2014-10-20 | 2018-12-05 | Rep | Dealing in securities | 2014-10-20 | 2018-12-05 |
7 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-12-07 | 2019-01-25 |
8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-05-11 | 2021-06-18 |
9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-11 | 2021-06-18 |
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