Lam, Ming Kai 林明佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | Rep | Advising on securities | 2015-02-25 | 2015-04-10 | Rep | Asset management | 2015-02-25 | 2015-04-10 |
2 | Bonus Eventus Securities Limited | Rep | Dealing in securities | 2016-09-12 | 2020-04-14 | RO | Dealing in securities | 2020-04-14 | 2025-01-17 |
3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-24 | 2005-09-01 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-31 | 2015-01-06 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-01 | 2015-01-06 | Rep | Leveraged foreign exchange trading | 2006-02-20 | 2015-01-06 |
6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-02-25 | 2015-04-10 |
7 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2015-02-25 | 2015-04-10 |
8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-25 | 2015-04-10 |
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