Yuen, Trevor Yat Shing 袁溢誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-29 | Rep | Advising on futures contracts | 2021-06-21 |
2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-06-21 | |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-29 | Rep | Advising on securities | 2021-06-21 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-25 | 2021-04-08 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-25 | 2021-04-08 | Rep | Leveraged foreign exchange trading | 2005-09-12 | 2019-10-18 |
6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-18 | 2019-01-25 |
7 | REALINK FINANCIAL TRADE LIMITED | Rep | Advising on corporate finance | 2003-09-23 | Rep | Advising on securities | 2003-09-23 | Rep | Asset management | 2003-09-23 | Rep | Automated trading services | 2003-09-23 | Rep | Dealing in securities | 2005-02-17 | Rep | Dealing in futures contracts | 2004-05-20 | 2005-02-17 |
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