Wan, Mark Chuck Pui 溫灼培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-12-04 | 2017-06-23 | RO | Advising on securities | 2017-06-23 |
2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-02-26 | Rep | Advising on securities | 2004-02-26 | Rep | Asset management | 2004-02-26 | Rep | Dealing in securities | 2005-05-19 |
3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-26 | Rep | Asset management | 2004-02-26 | Rep | Dealing in futures contracts | 2005-05-19 |
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