Yu, Kwan Lung 余君龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fosun International Securities Limited | RO | Advising on corporate finance | 2004-10-21 | RO | Asset management | 2004-10-21 | RO | Automated trading services | 2004-10-21 | RO | Advising on securities | 2012-05-14 | RO | Dealing in securities | 2012-05-14 |
2 | GAOYU SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-11 | 2020-11-10 | RO | Asset management | 2020-11-10 | 2021-10-20 | RO | Dealing in securities | 2020-11-10 | 2021-10-20 |
3 | Grit Securities Limited | RO | Dealing in securities | 2021-10-29 | 2022-03-31 |
4 | Hong Kong Securities Limited (HK) | RO | Dealing in securities | 2018-09-10 | 2019-11-15 | RO | Dealing in securities | 2020-01-16 | 2020-08-05 |
5 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2012-05-23 | 2012-06-18 | RO | Dealing in securities | 2012-06-18 | 2018-08-16 | RO | Advising on securities | 2014-03-28 | 2018-08-16 |
6 | SFG Fund Limited | RO | Asset management | 2022-04-06 | |
7 | SFGHK Limited | RO | Advising on securities | 2022-04-06 | RO | Dealing in securities | 2022-04-06 |
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