Shu, Ming 舒明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-02-08 | 2006-02-03 |
| 2 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-03 | 2009-07-07 | Rep | Advising on securities | 2006-04-10 | 2009-07-07 | RO | Advising on securities | 2009-07-07 | 2013-08-10 | RO | Dealing in securities | 2009-07-07 | 2013-08-10 |
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