Liao, Sheung Mui 廖湘嵋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-03-13 | |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-03-13 | |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-11 | 2015-02-07 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-02-11 | 2015-02-07 |
| 5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-11 | 2013-01-22 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-12-09 | 2015-02-07 |
| 7 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-12-09 | 2013-01-22 |
| 8 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2003-04-16 | 2003-11-18 | Rep | Dealing in securities | 2003-04-16 | 2003-11-18 |
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