Chan, Chung Shing 陳仲成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-27 | 2011-09-24 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2009-08-27 | 2010-01-07 | RO | Advising on futures contracts | 2010-01-07 | 2011-09-24 | RO | Dealing in futures contracts | 2010-01-07 | 2011-09-24 |
| 3 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2012-11-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2015-05-15 | Rep | Dealing in securities | 2013-01-09 | 2015-05-15 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-18 | 2009-06-20 |
| 6 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-06-07 | Rep | Asset management | 2003-06-07 | Rep | Automated trading services | 2004-01-05 | Rep | Dealing in futures contracts | 2004-01-05 | Rep | Dealing in securities | 2004-01-05 | RO | Automated trading services | 2004-01-05 | 2009-06-20 | RO | Dealing in futures contracts | 2004-01-05 | 2009-06-20 | RO | Dealing in securities | 2004-01-05 | 2009-06-20 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-06-20 | Rep | Dealing in securities | 2008-10-15 | 2009-06-20 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-10-19 | 2018-07-23 | RO | Dealing in futures contracts | 2018-07-23 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-19 | 2018-07-23 | RO | Dealing in securities | 2018-07-23 | Rep | Asset management | 2019-06-25 |
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