Cheng, Hon Fai 鄭漢輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2014-04-01 | 2020-02-28 | Rep | Dealing in futures contracts | 2014-04-01 | 2020-02-28 | Rep | Dealing in futures contracts | 2021-03-31 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2014-04-01 | 2020-02-28 | Rep | Dealing in securities | 2014-04-01 | 2020-02-28 | Rep | Dealing in securities | 2021-03-31 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2013-12-17 |
| 4 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in futures contracts | 2012-03-23 | Rep | Advising on futures contracts | 2007-08-13 | 2012-03-23 |
| 5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2005-11-14 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-11-16 | 2021-03-22 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-11-16 | 2021-03-22 |
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