Pablo, Gerardo Gonzalez 巴布羅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-05 | 2010-05-01 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-17 | 2010-05-01 | Rep | Automated trading services | 2009-11-26 | 2010-05-01 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-07 | Rep | Advising on securities | 2003-05-07 | Rep | Asset management | 2003-05-07 | Rep | Automated trading services | 2003-05-07 | Rep | Dealing in securities | 2003-05-07 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-07 | Rep | Advising on securities | 2003-05-07 | Rep | Asset management | 2003-05-07 | Rep | Automated trading services | 2003-05-07 | Rep | Dealing in securities | 2003-05-07 |
| 5 | HSBC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2010-11-11 | 2018-08-31 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-08-05 | 2010-11-11 | RO | Dealing in securities | 2010-11-11 | 2022-12-06 |
| 7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-23 | 2003-08-27 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-22 | 2006-06-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy