Yam, Wing Nam 任詠枬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-16 | 2011-09-03 | Rep | Automated trading services | 2011-03-22 | 2011-09-03 |
| 2 | STANDARD LIFE INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2007-11-21 | 2008-03-26 |
| 3 | STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2007-11-21 | 2008-03-26 | Rep | Dealing in securities | 2007-11-21 | 2008-03-26 |
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