Ho, Catherine Yee Yin 何綺盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-06-05 | 2009-09-15 |
2 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on securities | 2009-11-16 | 2011-09-15 | Rep | Asset management | 2009-11-16 | 2011-09-15 |
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