Chen, Yu (SFC:AQS372) 陳裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Donghai International Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-12-20 | RO | Asset management | 2018-12-20 |
| 2 | Donghai International Securities (Hong Kong) Limited | RO | Dealing in securities | 2019-06-18 | |
| 3 | Fosun International Securities Limited | Rep | Asset management | 2015-05-04 | 2015-07-14 | Rep | Dealing in securities | 2015-05-04 | 2015-07-14 | Rep | Advising on securities | 2015-05-04 | 2016-08-15 | RO | Asset management | 2015-07-14 | 2016-08-15 | RO | Dealing in securities | 2015-07-14 | 2016-08-15 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-30 | 2013-03-20 | Rep | Asset management | 2010-08-27 | 2015-03-31 | Rep | Dealing in futures contracts | 2011-05-05 | 2015-03-31 | RO | Dealing in securities | 2013-03-20 | 2015-03-31 | Rep | Advising on securities | 2014-06-09 | 2015-03-31 |
| 5 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-10-03 | 2016-11-02 | Rep | Advising on securities | 2016-10-03 | 2017-03-21 | RO | Asset management | 2016-11-02 | 2017-11-19 | RO | Advising on futures contracts | 2017-03-21 | 2017-11-19 | RO | Advising on securities | 2017-03-21 | 2017-11-19 |
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