Choi, Jimmy Tsz Ming 蔡子銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-04-01 | 2016-04-29 |
2 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-04-01 | 2016-04-29 | Rep | Advising on securities | 2014-12-02 | 2016-04-29 |
3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Dealing in futures contracts | 2007-07-01 |
4 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Automated trading services | 2004-01-15 | Rep | Dealing in securities | 2007-07-01 |
5 | United Securities Limited (HK) | RO | Advising on securities | 2018-06-22 | RO | Asset management | 2018-06-22 | RO | Dealing in securities | 2018-06-22 |
6 | Well Link Securities Limited | Rep | Dealing in securities | 2007-07-11 | 2012-03-02 | Rep | Dealing in futures contracts | 2009-10-23 | 2012-03-02 | RO | Dealing in futures contracts | 2012-03-02 | 2014-03-11 | RO | Dealing in securities | 2012-03-02 | 2014-03-11 |
7 | Zhong Yang Capital Limited | RO | Advising on futures contracts | 2018-02-05 | 2018-06-01 | RO | Advising on securities | 2018-02-05 | 2018-06-01 | RO | Asset management | 2018-02-05 | 2018-06-01 |
8 | Zhong Yang Securities Limited | Rep | Dealing in securities | 2016-05-09 | 2016-05-10 | RO | Dealing in securities | 2016-05-10 | 2018-06-01 | RO | Dealing in futures contracts | 2016-10-18 | 2018-06-01 |
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