Ho, Nai Kan 何乃勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Advising on securities | 2003-10-29 | Rep | Asset management | 2003-10-29 | Rep | Automated trading services | 2003-10-29 | Rep | Advising on corporate finance | 2005-03-16 | Rep | Dealing in securities | 2007-01-04 |
2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-03-10 | |
3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-02-12 | 2020-03-02 |
4 | Well Link Securities Limited | Rep | Dealing in securities | 2007-01-08 | 2015-02-05 |
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