Mok, Hiu Yan 莫曉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-04 | Rep | Asset management | 2004-11-04 | Rep | Automated trading services | 2004-11-04 | Rep | Advising on securities | 2019-06-30 | Rep | Dealing in securities | 2019-06-30 |
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