Wong, Ka Lok (SFC:AQX394) 黃家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ARGYLE STREET MANAGEMENT LIMITED | Rep | Asset management | 2008-05-30 | 2011-04-12 | Rep | Advising on securities | 2008-05-30 | 2011-06-17 | RO | Asset management | 2011-04-12 | 2011-06-17 |
2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-24 | 2011-07-29 | Rep | Asset management | 2011-06-24 | 2011-07-29 | RO | Advising on securities | 2011-07-29 | 2013-03-22 | RO | Asset management | 2011-07-29 | 2013-03-22 |
3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-24 | 2011-07-29 | Rep | Asset management | 2011-06-24 | 2011-07-29 | RO | Advising on securities | 2011-07-29 | 2013-03-22 | RO | Asset management | 2011-07-29 | 2013-03-22 | RO | Dealing in securities | 2012-04-02 | 2013-03-22 |
4 | WYNDHAM CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2017-01-05 | RO | Asset management | 2017-01-05 | RO | Dealing in securities | 2017-01-05 |
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