Kwong, Wai Fong 鄺惠芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BAIYI CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2019-08-22 | 2020-01-31 | RO | Asset management | 2019-08-22 | 2020-01-31 |
2 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2003-12-04 | Rep | Advising on securities | 2003-12-04 | Rep | Asset management | 2003-12-04 | Rep | Automated trading services | 2003-12-04 | Rep | Dealing in securities | 2003-12-04 |
3 | GRAND FORTUNE ALLIED COMPANY LIMITED | RO | Dealing in securities | 2018-05-17 | 2019-07-31 |
4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-29 | 2012-02-29 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-04-28 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-21 | 2018-04-28 |
7 | Macro Resources Capital Limited | RO | Advising on securities | 2020-07-13 | RO | Asset management | 2020-07-13 |
8 | SP Global Access Limited | RO | Dealing in securities | 2019-08-22 | 2020-01-31 |
9 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-12-06 | 2009-12-21 |
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