Chiu, Hon Lung 趙漢龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2004-10-05 | 2012-05-18 | Rep | Asset management | 2006-03-31 | 2012-05-18 |
2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2004-05-13 | 2012-05-18 | Rep | Dealing in securities | 2004-05-13 | 2012-05-18 | Rep | Asset management | 2004-11-15 | 2012-05-18 |
3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-06-08 | 2019-10-04 | Rep | Asset management | 2012-06-08 | 2019-10-04 | Rep | Dealing in securities | 2012-06-08 | 2019-10-04 |
4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-06-08 | 2019-10-04 |
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