Lee, Kwong Yiu (SFC:ABT609) 李光耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-11 | |
2 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-02 | 2013-10-31 |
3 | INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in futures contracts | 2012-07-31 |
4 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in securities | 2012-07-31 |
5 | TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-08-02 | 2013-05-31 |
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