Radzki, Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2025-01-17 | Rep | Dealing in securities | 2025-01-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2020-12-29 | 2023-11-22 |
| 3 | Harmony Advisors Limited | Rep | Advising on securities | 2018-04-09 | 2019-12-02 | Rep | Asset management | 2018-04-09 | 2019-12-02 | Rep | Dealing in futures contracts | 2018-04-09 | 2019-12-02 | Rep | Dealing in securities | 2018-04-09 | 2019-12-02 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-25 | 2013-09-13 | Rep | Dealing in securities | 2009-11-25 | 2013-09-13 | Rep | Advising on securities | 2014-02-04 | 2014-07-04 | Rep | Dealing in securities | 2014-02-04 | 2014-07-04 | Rep | Advising on futures contracts | 2014-05-05 | 2014-07-04 | Rep | Dealing in futures contracts | 2014-05-05 | 2014-07-04 |
| 5 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-26 | 2018-03-31 |
| 6 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2015-09-14 | 2015-10-23 |
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