Sheng, Wei-Ting 盛薇庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2023-11-06 | Rep | Asset management | 2023-11-06 | Rep | Dealing in securities | 2023-11-06 |
| 2 | Jefferies Hong Kong Limited | RO | Advising on securities | 2010-01-04 | 2012-11-15 | RO | Dealing in securities | 2010-01-04 | 2017-12-20 | Rep | Dealing in securities | 2017-12-20 | 2020-07-16 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-04-19 | 2005-10-05 |
| 4 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2023-09-22 | 2023-09-27 | Rep | Asset management | 2023-09-22 | 2023-09-27 | Rep | Dealing in securities | 2023-09-22 | 2023-09-27 |
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