Chok, Ivy Ngai Wai 卓艾維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2010-11-18 | Rep | Dealing in securities | 2010-06-11 | 2010-11-18 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-12-14 | 2022-06-10 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-10-22 | Rep | Advising on securities | 2003-10-22 | Rep | Automated trading services | 2003-10-22 | Rep | Dealing in securities | 2008-03-26 | Rep | Automated trading services | 2006-10-25 | 2008-03-26 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-10-27 | 2008-03-26 | Rep | Automated trading services | 2006-10-25 | 2008-03-26 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-10-25 | 2008-03-26 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-04-01 | 2010-02-19 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-01 | 2010-05-05 | Rep | Dealing in securities | 2008-04-01 | 2010-05-05 |
| 8 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-01 | 2010-05-05 | Rep | Dealing in futures contracts | 2010-02-04 | 2010-05-05 |
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