Ding, Yiming (SFC:AXG896) 丁一鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2014-04-07 | 2015-09-02 | Rep | Dealing in securities | 2014-04-07 | 2015-09-02 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2019-06-21 | Rep | Dealing in securities | 2019-06-21 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2011-05-12 | 2014-02-28 | Rep | Advising on securities | 2013-02-15 | 2014-02-28 | Rep | Dealing in securities | 2013-04-16 | 2014-02-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-10-12 | 2017-02-27 | Rep | Dealing in securities | 2015-10-12 | 2017-02-27 |
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