Lord, Phillip Wilson
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-05-17 | 2010-08-21 |
| 2 | ICAP Equities Asia Limited | Rep | Advising on securities | 2009-01-23 | 2010-04-12 | Rep | Dealing in securities | 2009-01-23 | 2010-04-12 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2003-11-14 | 2008-10-30 | Rep | Automated trading services | 2003-11-14 | 2008-10-30 | Rep | Dealing in securities | 2003-11-14 | 2008-10-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-11-18 | 2012-09-28 | Rep | Dealing in securities | 2013-04-10 | 2013-10-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy