Welch, David John Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2010-08-06 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-11-16 | 2012-11-14 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-04-05 | 2016-09-01 | Rep | Dealing in securities | 2016-04-05 | 2016-09-01 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2012-12-05 | 2014-03-06 | RO | Dealing in securities | 2014-03-06 | 2016-02-02 |
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