Yin, Junhua 尹俊驊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2014-09-01 | 2016-01-01 |
| 2 | Goldstream Capital Management Limited | RO | Advising on securities | 2019-02-19 | 2023-02-24 | RO | Asset management | 2019-02-19 | 2023-02-24 |
| 3 | Goldstream Securities Limited | RO | Dealing in securities | 2019-02-19 | 2023-02-24 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2010-01-19 | 2014-02-17 | Rep | Asset management | 2010-01-19 | 2014-02-17 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2009-12-22 | 2014-02-17 | Rep | Advising on securities | 2010-01-19 | 2014-02-17 | Rep | Asset management | 2010-01-19 | 2014-02-17 |
| 6 | Micro Connect (H.K.) Investment Management Limited | Rep | Advising on securities | 2023-04-26 | 2024-06-02 | Rep | Asset management | 2023-04-26 | 2024-06-02 |
| 7 | SJS Markets Limited | Rep | Dealing in securities | 2009-08-10 | 2009-11-02 |
| 8 | Splentide Capital Limited | RO | Advising on securities | 2016-05-23 | 2018-08-17 | RO | Asset management | 2016-05-23 | 2018-08-17 | RO | Dealing in securities | 2016-05-23 | 2018-08-17 |
| 9 | TFI Asset Management Limited | Rep | Advising on futures contracts | 2024-09-27 | 2025-05-09 | Rep | Advising on securities | 2024-09-27 | 2025-05-09 | Rep | Asset management | 2024-09-27 | 2025-05-09 | RO | Advising on futures contracts | 2025-05-09 | RO | Advising on securities | 2025-05-09 | RO | Asset management | 2025-05-09 |
| 10 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2024-09-27 |
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