Pang, Pik Shan 彭碧珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Capital Limited (HK) | RO | Advising on securities | 2017-06-23 | 2019-05-31 | RO | Asset management | 2017-06-23 | 2019-05-31 | Rep | Advising on securities | 2020-02-20 | 2020-04-29 | Rep | Asset management | 2020-02-20 | 2020-04-29 | RO | Advising on securities | 2020-04-29 | 2023-12-31 | RO | Asset management | 2020-04-29 | 2023-12-31 |
| 2 | ARTE Capital Management Limited | RO | Advising on securities | 2019-06-03 | 2019-10-31 | RO | Asset management | 2019-06-03 | 2019-10-31 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2007-04-14 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2007-04-14 |
| 5 | China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2007-09-06 | 2013-06-24 | RO | Dealing in securities | 2013-06-24 | 2016-07-31 | Rep | Asset management | 2014-10-27 | 2016-01-29 | RO | Asset management | 2016-01-29 | 2016-07-31 |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-12-15 | 2007-01-03 |
| 7 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-12-15 | 2007-01-03 |
| 8 | EWARTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-18 | Rep | Advising on securities | 2003-09-18 | Rep | Asset management | 2003-09-18 | Rep | Dealing in securities | 2003-09-19 |
| 9 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-14 | 2006-12-08 |
| 10 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-19 | 2006-12-08 |
| 11 | FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2016-08-24 | 2017-06-05 | RO | Asset management | 2016-08-24 | 2017-06-05 |
| 12 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-04-24 | 2007-08-29 |
| 13 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-04-24 | 2007-08-29 |
| 14 | VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2025-02-25 | 2025-03-24 | RO | Asset management | 2025-03-24 |
| 15 | VANTAGE ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2024-03-07 | 2024-05-20 | RO | Asset management | 2024-05-20 | 2025-02-15 |
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